More About 合规
bet36365体育 合规 Structure
bet36365体育’s compliance officer works closely with senior leadership and management, all of whom are guided by the premise that they are responsible for:
- identifying, understanding, and complying with compliance requirements,
- establishing/maintaining effective controls that provide reasonable assurance of compliance,
- evaluating and monitoring compliance, and
- taking corrective action when instances of noncompliance are identified.
合规 Officer
The role of compliance officer is to coordinate and support bet36365体育’s numerous existing compliance efforts, assess campus-wide performance, and provide senior leadership with a comprehensive view of the University’s compliance activities. The officer does not assume the duties of the various substantive compliance areas as compliance activities continue in existing reporting structures.
合规 Committee
The Committee’s general charge is to be responsive to the Board of Regents Audit, Risk and 合规 Committee and its responsibilities. The Committee’s specific charge is to promote and support at bet36365体育, a culture in which employees will operate in compliance with all applicable laws, regulations, policies and established standards of ethical conduct. Committee specifics, limitations, and membership.
Relationship to Enterprise Risk Management
The 合规 officer maintains a current compliance matrix and works closely with the Director of Internal Audit, also a member of the 合规 Committee, who annually facilitates an annual risk assessment. The risk assessment is the responsibility of management. The assessment is developed through the engagement of key campus leaders/managers. The final campus risk assessment is approved by the Chancellor and presented to the Regents.
